Introduction
Legislative bodies constitute the essence of a republican
form of democratic government. The evolution of modern democracies
is essentially the transfer of lawmaking authority from an unelected
monarch to a body of elected representatives. In large measure, this
evolution to popular sovereignty was completed by the time of the
founding of the current constitutional order of the United States
in 1787 and the entry of Alabama into the federal Union in 1819.
The role of state legislative institutions is especially
important in the context of U.S. federalism as formatted in the national
constitution.(1) Powers of the national legislature are restrained
theoretically by the U.S. Constitution, which specifies functions
of the Congress. However, the document vests a large residuum of political
authority with the states and, by implication, a vast array of unspecified
powers to state assemblies.
Because of this important role of legislative institutions
in a democratic policy and the existence of extensive powers residing
by default in state legislatures, the legislative article of American
state constitutions is frequently of major concern during periods
of constitutional development. Through the legislative article of
its constitution, an American state operationalizes its version of
representative government and imposes constitutional restraints upon
the exercise of a potentially vast array of powers reserved to the
states by the national constitution.
Alabama is no exception to this generalization about
state constitutionalism. From the state's initial constitutional convention
at Huntsville in 1819 until today, issues relating to the basic structure,
operation and powers of the Alabama legislature have been debated
in varying degrees at each major juncture of the state's constitutional
history.
Perspective of Alabama's Founders
The state's original constitution of 1819 created a governmental
system in which the legislature was the dominant branch, but simultaneously
created a legislative institution which was accountable to the voters
via annual elections for state House members and three-year terms
for senators.(2) Although the legislature had extensive powers, especially
in the area of appointments, and could meet in regular annual sessions,
its members faced the constant threat of electoral retaliation. The
founders of Alabama empowered the legislature to govern with relatively
few legal restraints, but maximized the opportunity for electoral
accountability. Legislative authority was limited by popular accountability,
not by lengthy and detailed constitutional proscriptions.
Since 1819, a major theme in the evolution of Alabama's
constitution has been an almost steady growth in limitations upon
legislative authority via constitutional restraints. Distrust of the
legislature, not empowerment of the legislature, has been evident
in several constitutional developments since the state's founding.
By 1828, there was a political movement in Alabama to replace annual
sessions and annual elections.(3) In 1845, voters by a wide margin
manifested distrust of both the legislature and the populace by adopting
an amendment which created biennial sessions and longer legislative
terms (two years for representatives and four years for senators).(4)
Newspaper commentary of the time complained of excessive legislation
and perpetual electioneering as dual justifications for the amendment.(5)
During the three decades immediately prior to the Civil
War, there were also assertions that the state constitution should
impose time limits upon legislative sessions. Some opinion leaders
advocated a four-week limit on a regular session to stabilize state
law and reduce incessant meddling by legislators in local government
affairs.(6) These claims for the need of a time limitation were made
at a period when the legislature typically convened during early or
middle November and remained in session until the next January or
February. Perhaps more important, the length of regular sessions did
not change appreciably with the conversion from annual to biennial
sessions in 1846. Somewhat surprisingly, the length of regular sessions
remained relatively constant during the formative decades of the state's
history in the absence of restrictive constitutional language. However,
available modes of transportation and the seasonally-related demands
of an agricultural economy during the early 1800s may have imposed
time limits in a de facto sense upon legislative sessions and eliminated
the need for a constitutional mandate to regulate session length.
Civil War And Reconstruction
When Alabama's leaders desired secession from the federal
union in 1861, a state constitutional convention was convened largely
for purposes of secession and ratification of the Confederate Constitution.(7)
Although this convention restored annual sessions, they were limited
to thirty days; legislative powers in the areas of taxation and indebtedness
were also circumscribed. For example, no state debt could be incurred
unless by a two-thirds vote of the legislature, except for defense
purposes, and thelegislature could guarantee no indebtedness by private
parties, such as corporations. These new constitutional limitations
upon legislative authority were not by-products of secession from
the Union, but resulted from growing criticism of the legislature
since the 1850s. As early as 1852, the editor of the Montgomery Advertiser
described a legislative session of 90 days as "an evil that requires
speedy remedy" and characterized the assembly's work product as a
"vast bundle of trash" oriented to petty local squabbles.(8)
Conclusion of the war and attempted reentry into
the Union produced constitutional revision in Alabama during 1865.
Basically, this convention left in place limitations on the legislature
enacted by the secessionist convention of 1861.(9) In 1865 the major
issue of contention regarding the legislative article was a dispute
over the basis for reapportionment which erupted between delegates
from north and south Alabama. This dispute resembled a very similar
conflict at the 1819 convention. Delegates from north Alabama preferred
a count of only white residents while southern delegates preferred
to count all residents for the purposeof allocating seats in the legislature.
A victory by north Alabama delegates was short-lived as the Reconstruction
Congress soon imposed military rule and enfranchised African-American
residents.
Although there was also a convention in 1867 dominated
by scalawags and carpetbaggers, this convention made very few changes
in legislative structure and powers.(10) The 1867 meeting was largely
for the purpose of placating the Reconstruction Congress and accommodating
its demands for full reentry into the Union. Punitive measures against
ex-Confederates and the voting rights of African-Americans dominated
the meeting which produced a serious schism within the state's GOP.(11)
Post-Reconstruction
In 1874 George S. Houston, a Democrat, won the governor's
office from Republicans on the dual themes of white supremacy and
the return of state government to the control of native Alabamians
with anti-Unionist sentiments. A secondary theme in his campaign was
greater frugality in government and a retrenchment in the scope of
government or number of offices created during the Reconstruction
period. Democrats in the legislature joined Houston who called for
a constitutional convention to restructure state government in a manner
which would purge the vestiges of scalawag and carpetbagger influences.(12)
The resulting 1875 convention produced a lengthy list
of severe restrictions upon legislative authority and a legislative
article which more than doubled the length of legislative articles
in Alabama's previous constitutions.(13) Although Alabamians of the
late Twentieth Century focus their efforts at constitutional understanding
upon the 1901 document, it is important to remember that many of its
features pertaining to the legislative article have their origins
in the social and political environment of the 1875 constitutional
convention. The 1875 constitution created biennial regular sessions
limited to fifty days. It prohibited the enactment of local legislation
about a wide variety of subjects, prohibited the state from borrowing
money for internal or capital improvements, imposed a reduced legislative
salary of $4.00 per diem, limited the scope of taxing authority, and
gave the governor control over the legislative agenda during special
sessions. Other features in the subsequent legislative article of
1901, such as the governor's power of line-item veto of legislative
appropriations and various anti-bribery provisions, also have their
origins at this 1875 convocation.
In spite of the length and complexity of the legislative
article developed at the 1875 meeting, other issues, such as school
funding, state indebtedness, and property exemptions from court judgments,
generated the most extensive and intense political debate.(14) The
very restrictive features associated with indebtedness received special
attention because of the large amount of credit or endorsed bonds
which had been extended to the railroads by the Reconstruction legislature
of the late 1860s and early 1870s.
The 1901 Constitution and Progeny
The roots of Alabama's only constitutional convention
in the Twentieth Century are by-products of populism's threat to the
established political order of the state and the desire of landed
gentry to diminish the electoral clout of African-Americans and poor
whites.(15) By this period in Alabama history, distrust of the legislature
was universal across the political spectrum. Populists viewed the
institution as controlled by landed gentry, railroads and other corporate
interests and as harmful to the "pocketbooks" of the common man. Conservatives
of the business community feared the potential use of legislative
power to interfere with the maintenance and enhancement of extant
wealth, if the institution, by chance, fell under the control of populists.
Thus, both major political factions of the state viewed the state
assembly as deserving of a constitutional "straitjacket."(16)
The legislative committee of the 1901 convention responded
to these pressures as expected. The resulting legislative article
was very restrictive of legislative authority. Not only were many
of the limitations from 1875 embedded in the 1901 document, but the
convention by a narrow margin (67 to 55) instituted the nation's first
quadrennial legislative session.(17) Proponents argued that a regular
session once every four years would stabilize the law, deter legislative
interference with local affairs, and save money. A quadrennial legislative
session limited to 50 days was adopted, but this provision resulted
in the frequent use of specialsessions. In fact, during the forty-two
year history of quadrennial regular sessions (1901-1943), more special
sessions were convened than during the previous eighty-two years of
statehood.(18)
The legislative article of the 1901 Constitution also
imposed numerous restrictions upon the details of the legislative
process. (See Article IV, sections 37-111) For example, each bill,
unless an appropriation or revenue bill, or a measure which approves
adoption of a Code revision, shall relate to only one subject. A majority
of the members of each house constitute a quorum necessary to transact
business in that chamber. Each chamber shall adopt its rules of proceedings
and shall keep an official journal of its daily proceedings. The journal
of each chamber shall record a roll call vote on a measure if requested
by 10 percent of the members present. While in session, access to
the floor is limited to members and a few individuals, such as the
governor, legislative employees, the press, and others extended privileges
by a unanimous vote. Bills must be "read" three times and must undergo
consideration by a standing committee. Before final approval of a
bill in a chamber, the bill must be read verbatim unless two-thirds
of a quorum dispenses with the rule. Amendments and conference committee
reports must be approved by entering on the journal the names of those
for and against the amendment or conference report. Bills for raising
revenue must originate in the House and no revenue measure shall be
passed during the last five days of a session. Members of the legislature
with a personal or private interest in any bill should abstain from
voting on the measure and are required to disclose such conflict of
interest to the chamber. These restrictions upon legislative process,
although enforced in varying degrees, remain in effect.
The Return to Annual Sessions
Amendment 39 to the 1901 Constitution,
adopted in 1939, returned the legislature to biennial sessions to
be held during odd-numbered years beginning in 1943. Regular sessions
were expanded from fifty to sixty consecutive calendar days and special
sessions were limited to thirty consecutive calendar days. The amendment
permitted the legislature to meet for an organizational session during
January immediately following the November election, but this session
was restricted to organizational issues and could not last longer
than ten consecutive calendar days. Legislator pay was increased to
ten dollars per day while in session; members were also compensated
at a rate of $.10 per mile for one round trip to the Capitol from
the solon's residence during a legislative session.
In 1946, voters approved Amendment 57, which restricted
the permissible length of regular sessions to thirty-six days, but
expanded the maximum length of special sessions from thirty to thirty-six
days. However, the language of Amendment 39 which mandated session
length in terms of "consecutive calendar" days was deleted, except
for the quadrennial organizational session which was still limited
to ten "consecutive calendar" days. Amendment 57 maintained the salary
and travel allowances permitted by Amendment 39. However, Amendment
57 authorized the legislature to compensate members for non-travel
expenses. The latter provision about non-travel expenses said that
"such expense allowance shall not be less than the smallest allowance
to any other person traveling within the state in the service of the
state of Alabama, or any of its agencies, for expenses other than
actual expenses for traveling." This language created a minimum amount
or "floor" for non-travel allowances, but did not establish a constitutional
ceiling. This language operated as the constitutional mechanism for
increased compensation for legislators; today, legislators increase
their compensation by increasing their non-travel expense allowance.
In 1976, following the adoption of Amendment 339 in 1975,
the Alabama Legislature reinstated the practice of annual regular
sessions. However, this amendment injected the ideas of "legislative
days" and "calendar days" into constitutional text. This language
gave constitutional blessings to institutional behavior which had
begun in the late Nineteenth Century. At that time, the legislature
redefined a "day" as only a legislative meeting day, not a calendar
day. So, although the 1875 Constitution limited regular sessions to
fifty days, the session would actually last much longer with the assembly
meeting for a few legislative days, then recessing for committee work,
and reconvening to use additional legislative days. The Alabama Supreme
Court approved of this subterfuge in the decision of Moog. v. Randolph
in 1884.(19) Amendment 339 limited regular sessions to 30 legislative
days or meeting days of a chamber, but these legislative days must
be contained with a period of 105 consecutive calendar days. Special
sessions were limited to 12 legislative days within 30 consecutive
calendar days. Amendment 339 did not alter provisions about legislative
compensation or the provision for an organizational session limited
to ten consecutive calendar days.
Local Legislation
Other recent amendments affecting legislative operations
have impacted only local legislation. Amendment 341 clarified requirements
for public notification of local bills; prior to action on a local
bill, proof and notice of adequate publication of local bills in local
newspapers must be provided to the Clerk of the House and Secretary
of the Senate and must be attached to the original copy of the local
bill. Prior to Amendment 341, Article IV, section 106 of the 1901
constitution required less precision by stating that proof of notification
must be "spread upon the journal" of each chamber.
Additional post-1901 revisions have been necessary to
clarify the very definition and scope of local bills as opposed to
legislation of statewide application. Amendment 375 was designed to
override limitations embedded in Article IV, section 110 of the 1901
document. Section 110 had defined a general law as one which applies
to the state as a whole; it defined a local law as one which applies
to a political subdivision, but not the whole state. The legislature
for many years engaged in a circumvention of constitutional limitations
upon local legislation by passing a general bill which contained provisions
granting special status or exemptions for particular political subdivisions.
A decision of the Alabama Supreme Court in the late 1800s had legitimized
this practice by sanctioning passage of a general bill with local
application. In 1978, the Alabama Supreme Court in the decision of
Peddycoart v. City of Birmingham reversed its earlier position and
imposed a strict interpretation of section 110.
In response to the Peddycoart decision, Amendment 375
was adopted. It redefined a general law to include the state as a
whole and "one or more municipalities of the state less than the whole."
However, the Amendment permitted enactment of legislation which creates
not more than eight categories or classes of cities grouped according
to population. General bills of local application as distinguished
from a purely local bill may be enacted for each of these eight population
categories of cities. The Amendment also declared as constitutional
any existing general law of local application which had been rendered
unconstitutional by Peddycoart. While Amendment 375 accords some flexibility
to the legislature in dealing with the widely varying needs of Alabama's
small and large cities, it is obviously a compromise between the rigidity
imposed by Peddycoart and the chaos surrounding local legislation
prior to Peddycoart. Of course, one result of this amendment was to
encourage legislators to introduce even more constitutional amendments
which affected only one community; this tactic is currently the principal
means by which to circumvent post-Peddycoart developments.
Budget Business and B.I.R.
Only one amendment since 1901 has had a noticeable impact
upon the legislative process in terms of daily operations. Amendment
448, ratified in 1984, was designed to make the two basic appropriation
bills the paramount order of business of the regular legislative session.
This amendment prohibits the transfer of legislation from a chamber
until the Legislature has presented the appropriation bills for the
General Fund and the Alabama Special Education Trust Fund to the governor.
However, this limitation may be circumvented by the passage of a Budget
Isolation Resolution or B.I.R. by three-fifths of a quorum present,
provided such resolution is passed immediately proceeding a chamber's
consideration of each bill prior to a final vote. The constant use
of B.I.R.s prolongs legislative deliberation and, on occasion, permits
the will of a majority of less than sixty percent to be thwarted as
a minority of more than forty percent prohibits a vote on the bill
by failing to pass the accompanying B.I.R. Amendment 448, to date,
appears to be pure symbolism and has not resulted in earlier consideration
and more timely passage of annual budget bills.
Funding Public Infrastructure
Other significant amendments of statewide impact enacted
since 1901 have affected the scope of legislative power, but not legislative
structure or operation as with the aforementioned amendments. Several
of the initial amendments (1,12 and 58) to the 1901 constitution gave
the legislature greater flexibility to use state credit for public
infrastructure. These amendments effectively repealed Article IV,
section 93 of the 1901 constitution which imposed an absolute barrier
to the use of state indebtedness for "internal improvements" or public
infrastructure. The first of these amendments (No. 1) permitted state
indebtedness for highways, the second (No. 12) allowed indebtedness
for harbors and seaports, and the final amendment in the group (No.
58) added air navigation facilities.
Stability in Miscellaneous Provisions
Although numerous other limitations upon legislative
power and structure are embedded in the document, many features have
remained relatively constant since the state's formative years, or
were adopted and maintained largely without controversy. For example,
the size of the assembly has been almost the same since the 1840s
with approximately 100 representatives and 33 senators. This three-to-one
ratio of House to Senate members and the use of a bicameral structure
(two legislative chambers) have not been seriously challenged during
the state's modern history. Other restraints upon legislative power,
such as the state constitution's bill of individual rights (Article
I, sections 1 to 36), and provisions relating to the alteration of
county boundaries, the location of certain institutions of higher
learning and the state capital, and special requirements for a supermajority
(3/5ths) vote to propose a state constitutional amendment, have likewise
not been issues of serious contention during debates about state constitutional
reform.
Commentary and Prescription
Since World War II, three Alabama governors (Folsom,
Sr., Brewer, and James), a legislative reform study committee, and
a constitutional revision commission have recommended alterations
to the 1901 Constitution.(20) Several of their recommendations have
pertained to the structure and operation of the Legislature, and some
recommendations, such as annual sessions and improvement of facilities,
have been implemented. Also, the Citizen's Conference on State Legislatures,
a national group which engaged in an extensive, comparative assessment
of American state legislatures during the early 1970s, awarded low
grades to the Alabama assembly in terms of function, information,
accountability, independence and representativeness.(21) More recently,
university-based polling data have indicated that the state's electorate
also accords relatively low marks to the Legislature.(22) Based upon
information and conclusions from these diverse perspectives, there
is a well documented need for revision of the legislative provisions
in Alabama's Constitution.
What adjustments are needed in current legislative provisions
of the state constitution in order to enhance the operation of the
legislature as a functional and accountable body of representative
government in the Twenty-first Century? What constitutional adjustments
should be made to enhance the public's confidence in the operation
and work product of the Legislature? How can the Legislature be structured
and empowered to manage its ever growing and complicated workload,
while maintaining the public's apparent desire for an amateur or part-time,
citizen legislature as opposed to a full-time, professional Congress?
The following recommendations regarding a reformed legislative
article are made in an attempt to address some of these issues. Many
of these proposals are modifications of earlier recommendations by
various groups.
1. Adopt constitutional provisions which would deal more effectively
with two recurring issues of intense self-interest among legislators.
These issues are reapportionment and compensation. The Legislature's
capacity to manage these issues is reduced because almost every member
of the institution may be personally affected by the outcome. Apportionment
consumes much time at the beginning of each decade, while compensation
is usually a topic at the outset of each quadrennial session.
With regard to reapportionment, the Legislature should
be given a major inducement to adopt a reapportionment plan not later
than the conclusion of the first, complete regular session after issuance
of the decennial Census data. Failure by the Legislature to meet this
deadline should shift responsibility for reapportionment to an eleven-member
commission of non-legislators who would be selected by members of
the Legislature during the first year of the effected decade (2000,
2010, etc.). Five members would be chosen by the House and an equal
number by the Senate. The eleventh member and chairperson would be
a joint appointee of the Speaker and Lieutenant Governor. If the Legislature
adjourned without enacting a plan or if the plan was subsequently
rejected by federal authorities, then the commission would be required
to submit a reapportionment plan to appropriate federal authorities
within ninety days of the conclusion of the Legislature's regular
session or an adverse ruling by federal authorities.
With regard to compensation,
legislators should receive a travel allowance equal to one round trip
from home to the State House at a rate equivalent to reimbursement
for travel by state employees. Claims for travel allowance should
not exceed more than one trip per week during a regular session, special
session or obligation to an interim committee. In addition to a travel
allowance, legislators should be authorized to establish an annual
salary for themselves with three limitations. (1) Legislative salaries
could not exceed more than one-half of the Governor's annual salary;
however, special provisions should permit salaries of the Speaker
and Lieutenant Governor to reach a level equal to ninety percent of
the Governor's salary. (2) No increase in legislative salaries could
take effect without an intervening legislative election. (3) Per diem
expense allowances for legislators should be prohibited or limited
to obligations resulting from joint committee meetings. The extensive
use of per diem or non-travel allowances creates a slight financial
incentive for some legislators to prolong legislative business and
to remain in Montgomery for more days during the year than they might
if basic compensation was in the form of a salary unconditioned by
meeting days. Nevertheless, because of potential tax advantages associated
with the current system, many legislators will be reluctant to move
away from the complicated arrangement of allowances as a basis for
compensation
2. Adopt a constitutional provision
which reduces the length of a regular annual session, but grants more
flexibility to the Legislature regarding the use of its time during
the regular session. This provision would reduce the maximum length
of a regular session from 105 to 90 consecutive calendar days, but
would also eliminate the restrictive concept of a legislative day.
Perhaps citizen legislators would be spending more time in Montgomery
during the session, but the regular session would be reduced by approximately
two weeks. However, it should be noted that citizen legislators are
already required to be in Montgomery for three days per week during
a regular session. Under this new provision, with no restraints upon
scheduling in the form of a legislative day, each chamber would be
able to convene more days for deliberation and debate during a three
month period. There would likely be more time for floor debate and
discussion, but less time in Montgomery during the year. In the final
analysis, this provision is an attempt to make the legislative schedule
more compact and compressed for the benefit of citizen legislators.
3. Adopt a constitutional provision
which improves accountability and efficiency of the Legislature by
repealing the requirement for a B.I.R., by mandating consideration
of the major budget bills during the last two weeks of the regular
session, and by linking legislative compensation to prioritization
of budgets during a regular session. Amendment 448, which requires
the B.I.R., should be recognized as a well-intended measure to prioritize
the major budget bills, but also as a failure. It serves to consume
valuable legislative time and, on occasion in the House, has permitted
a minority of at least 40 percent to thwart the will of a majority
of less than 60 percent. The measure has not ensured more timely consideration
of the budgets and does not impose personal responsibility upon legislators
for failure to pass major appropriation bills during the regular session.
For these reasons, Amendment 448 should be repealed and replaced with
a provision which mandates earlier consideration of budget bills in
the regular session and directly links legislative compensation to
legislative performance in the realm of budgets.
This new provision should indicate that the Legislature
could transact no business other than the budget bills on the seventy-sixth
calendar day of a regular session or thereafter unless the two major
budget bills had been submitted to the Governor. Obviously,this provision
is a much more stringent mechanism for implementing budget isolation
than Amendment 448 with its constantly used loophole, the B.I.R. By
implementing budget isolation via this mechanism, perhaps there would
be a more timely, more thorough and more prolonged consideration of
the major appropriation bills. The current environment encourages
legislative leadership to hold budgets until the very end of the session
as a form of political leverage on some members, and then to produce
budget bills which have not been read and thoroughly digested by members,
press and effected constituencies.
Perhaps more important from the standpoint of legislative
accountability, this provision should link legislative compensation
to passage of the budget bills during the regular session, since this
action by the Legislature has been defined by press and public in
recent years as the essence or lowest common denominator of legislative
performance. Therefore, travel allowances for members of the Legislature
and the Lieutenant Governor should cease immediately and their annual
salaries should be prorated if the Legislature adjourned from the
regular session without having submitted the General Fund and Alabama
Special Education Trust Fund bills to the Governor for approval or
rejection. Salary losses should be at a rate of one percent of annual
salary for each day after adjournment of the preceding regular session
during which the major budget bills were not submitted to the Governor.
Legislative compensation should resume only upon passage of these
bills by the Legislature. Moreover, under this provision, failure
by the Legislature to enact these budget bills would automatically
result in a special session with a maximum length of seven calendar
days; this special session would commence one week after conclusion
of the regular session and the only agenda items for consideration
would be the unpassed General Fund and/or ASETF. Under this proposal,
members of the Legislature obviously would experience a noticeable
reduction in salary for each year when they failed to submit major
budget bills to the Governor during the regular session.
4. Adopt a constitutional provision
which improves the efficiency of the Legislature by permitting substantially
greater use of joint interim committees between regular sessions.
This provision would permit joint interim committees of the Legislature
to convene between regular sessions, to evaluate bills assigned to
them by the Speaker or Lieutenant Governor and to vote on such legislation.
Bills approved by joint interim committees would then be postured
for a final vote or third reading in both chambers of the state legislature
when it convened for the next regular session, provided certain strict,
procedural requirements were met.
Joint interim committees of an equal number of House
and Senate members should be created during the organizational session
of each quadrennium. Between regular sessions, members of the Legislature
would be permitted to file bills with the Secretary of the Senate
or Clerk of the House. Within two weeks of its filing, the bill would
be assigned by the Speaker for House-sponsored measures and by the
Lieutenant Governor for Senate-sponsored measures to a joint interim
committee. After the bill had been assigned to a joint interim committee
for at least thirty days, the joint committee could meet and vote
on the bill, provided there was written notification of the committee's
meeting to all members of the Legislature at least ten days in advance
of the meeting. This notice must also include the location, date,
and time of the meeting, as well as a list of all bills to be considered.
Interim committees, which adhere to these procedural requirements,
could submit bills to both chambers of the Legislature for a final
vote during the regular session, if two-thirds of the members of the
joint committee voted favorably for the bill in a roll-call vote at
its meeting.
In this period of E-mail, FAX machines and video-conferencing,
the Legislature should strive to increase legislative efficiency by
combining these technologies with joint interim committee review and
recommendations of legislation prior to a regular session. First readings
in the legislative process have become symbolic; members can easily
be notified of all pre-filed legislation via computer at their residences
and joint interim committee meetings could be broadcast for distribution
via cable services. Second readings in the form of considerations
by joint interim committees might facilitate more interchamber harmony
on legislation than is likely under the current system which necessitates
review by a committee in each chamber. The procedural requirements
embedded in this proposal would prevent "political blind siding" or
"sneak attacks" by political adversaries, and would ensure a review
and approval of bills by House and Senate members prior to this expedited
review. Since this joint interim work would not be conducted during
the routine hustle and bustle of a regular session, the quality of
committee evaluation, especially for complex legislation, might be
enhanced with a corresponding impact upon legislation. And finally,
more legislation of genuine substance would be available for debate
and discussion at third reading in both chambers during the initial
days of the regular legislative session; there would be less "dead
time" during the initial four or five legislative days of a session.
5. Adopt a constitutional provision
which fosters more accountability by utilization of new technologies
to improve the official record of legislative proceedings. Article
IV, section 55 of the 1901 Constitution mandates that each chamber
maintain a journal of its proceedings. This requirement has resulted
in the printing and distribution of House and Senate journals. Any
revision of legislative provisions in the state Constitution should
include a requirement for maintenance of an audio and video record
of all floor proceedings. Information via these mediums would provide
a much improved record for the general public and mass media as they
attempt to learn about voting records of legislators, to glean the
motivations of legislators, and to assess the overall competency of
their solon. Appellate judges and historians who are trying to discern
legislative intent of statutory law would also be aided by this new
mode of record keeping. Public access to these recordings and duplication
privileges should also be protected by this provision in the Constitution.
6. Adopt a constitutional provision
which imposes tenure limits upon legislators. Any consideration of
constitutional revision about the Alabama Legislature in today's political
climate must recognize the public's frustration with so-called "career"
legislators. Voters in Alabama and throughout the U.S., perhaps incorrectly,
perceive legislators of long tenure as insufficiently responsive to
general constituency demands from the district and as excessively
receptive to interest group and bureaucratic demands at the state
capitol. Legislators of lengthy tenure are viewed by voters as infected
with the incurable disease of "political insiderism." In other states,
term limits, which previously had been reserved for state executive
positions, have been extended to legislators with overwhelming voter
approval. Absence of a term limits provision could potentially spell
defeat for other needed constitutional reforms regarding the Alabama
Legislature, while its presence in a new legislative article might
serve as a positive catalyst for voter approval.
A non-retroactive, term limit provision should permit
future members to serve three, four-year terms in the Legislature.
A permissible tenure of more than twelve years would not be viewed
by the public as sufficiently stringent, while a tenure limit of less
than three terms would produce excessive turnover in membership and
an absence of adequate institutional memory and continuity. A tenure
limit of this length would seem to balance adequately voter demand
for mandatory turnover with the institution's operating needs. While
advocates of the term limit concept may have oversold its merits,
and its adoption may arguably increase, not decrease, the impact of
lobbyists and bureaucrats in the lawmaking process, the political
feasibility for reform of legislative provisions in the state constitution
will not permit evasion of this issue. Given the natural reluctance
of incumbent legislators to support term limits, this issue could
be the critical threshold or barrier in any movement to acquire legislative
proposal of the aforementioned reforms.
Concluding Remarks
These recommendations, if embedded in a new legislative
article for Alabama's Constitution, would operate in tandem to create
an improved legislative system. The Legislature would be more accessible
to press and public. The Legislature would make more efficient use
of a member's time via innovative procedures and new technologies.
The Legislature would prioritize appropriation bills in real terms,
not symbolic terms. The Legislature would be more representative of
a political culture which opposes gradual evolution to a full-time
or year-round legislature, and which favors constitutional limits
upon tenure and a system of rewards for members based upon performance.
Perhaps the enactment of these or similar recommendations would restore
the legislative branch of state government to a place of preeminence
among the branches of state government, a position which it enjoyed
during the formative years of statehood.
Although the Legislature has made some progress in the
previous two decades, primarily in the form of annual sessions, improved
facilities and specialized staff for budgeting, more dramatic changes
are needed in the state constitution to prepare the Legislature for
rationale lawmaking by a citizen legislature in a technologically-driven,
Twenty-first Century. The public mood in Alabama and the nation appears
conducive for systemic reform. The need for such change in Alabama
has been evident for years. The electoral environment for such change
is apparently ripe. What will be the response of state leadership?
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Author's Note: Like all current students of Alabama's legislative
process and state constitution, the author is especially indebted
to the scholarship of Hallie Farmer for her seminal work, The Legislative
Process in Alabama (1949), to Malcolm McMillan for Constitutional
Development in Alabama,1789-1901: A Study in Politics, the Negro and
Sectionalism (1955), and to James Thomas and L. Franklin Blitz for
The Alabama Legislature (1974). These works, combined with personal
experiences in the legislative arena during the 1980s, constitute
the bulk of the author's understanding about "Goat Hill" and Alabama's
most fascinating and maligned political institution.
Notes
1. John Kincaid, (ed.). "State Constitutions in a Federal System."
The Annals of The American Academy of Political and Social Science,
496: pp. 13-14.
2. Malcolm C. McMillan. Constitutional Development in Alabama, 1798-1901:
A Study in Politics, the Negro, and Sectionalism. Chapel Hill: University
of North Carolina Press, 1955, pp. 34-38; and Albert B. Moore, History
of Alabama. University, Alabama: Alabama Book Store, 1935, p. 102.
3. McMillan, 1955, pp. 50-52.
4. Ibid., p. 55.
5. Mobile Commercial Register, July 13 and 30, 1830.
6. McMillan, 1955, pp. 68-69.
7. Ibid., pp. 84-85; Moore, 1935, pp. 425-426.
8. Advertiser, May 22, 1852.
9. McMillan, 1955, pp. 102-105.
10. John W. DuBose and James K. Greer (ed.) Alabama's Tragic Decade:
Ten Years of Alabama, 1865-1874. Birmingham: Webb Book Co., 1940,
pp. 113-128; McMillan, 1955: pp. 158-161.
11. William W. Rogers, Robert D. Ward, Leah R. Atkins and Wayne Flynt.
Alabama: The History of a Deep South State. Tuscaloosa, Alabama: University
of Alabama Press, 1994, pp. 245-246.
12. Allen J. Going, Bourbon Democracy in Alabama: 1874-1890. University,
Alabama: University of Alabama Press, 1951, pp. 9-26; Moore, 1935,
pp. 585-588; Rogers, et al, 1994, pp. 262-263.
13. McMillan, 1955, pp. 195-198.
14. Going, 1951, pp. 23-25; McMillan, 1955, pp. 206-210; Moore, 1935,
pp. 502-503; and Rogers, et al, 1994, pp. 265-269.
15. Moore, 1935, pp. 650-656; Rogers, et al, 1994, pp. 345-354.
16. McMillan, 1955, pp. 334-335.
17. Ibid., p. 336; Moore, 1935, pp. 657-658.
18. Hallie Farmer, Hallie. The Legislative Process in Alabama. University,
Alabama: University of Alabama Press, 1949, pp. 7-8.
19. Ibid., pp. 202-203. See also 77 Ala. 608 (1884).
20. William H. Stewart, Jr. The Alabama Constitutional Commission:
A Pragmatic Approach to Constitutional Revision. University, Alabama:
University of Alabama Press, 1975, pp. 33-67.
21. State Legislatures: An Evaluation of Their Effectiveness, 1971.
22. Patrick R. Cotter, James G. Stovall and Samuel H. Fisher III.
Disconnected - Public Opinion and Politics in Alabama. Northport,
Alabama: Vision Press, 1994, pp. 108-110.
Other References
Brewer, Albert P. and Charles D. Cole. 1992. Alabama Constitutional
Law. Birmingham: Samford University. See sections of treatise on pages
451-541 and 570-601.
Citizens Conference on State Legislatures. 1971. Report on an Evaluation
of the 50 State Legislatures. Kansas City, Missouri. Reprinted in
1971 by Praeger Publishers.
Constitution of Alabama of 1901. Article IV, sections 44-111, Article
IX, and subsequent amendments 1, 12, 58, 39, 57, 339, 341, 375, and
448.
Constitutional Commission of Alabama. 1973. Proposed Constitution
of Alabama.
Hackney, Sheldon. 1969. Populism to Progressivism in Alabama. Princeton:
Princeton University Press. See chapters nine and ten.
Holloway, William V. and Charles W. Smith, Jr. 1941. Government and
Politics in Alabama. University, Alabama: University Supply Store.
Lee, McDowell., H.E. Sterkx and Benjamin B. Williams. 1977. The Role
of the Senate in Alabama History. Troy, Alabama: Troy State University
Press.
Legislative Reform Study Committee. 1970. Improving the Alabama Legislature.
Moog. v. Randolph. 77 Ala. 608 (1884)
Peddycoart v. City of Birmingham. 354 So.2d 808 (Ala.,1978).
Thomas, James D. 1974. Government in Alabama (Revised Edition), Citizen
Information Report No. 13. University, Alabama: Bureau of Public Administration.
Thomas, James D. and L. Franklin Blitz. 1974. The Alabama Legislature,
Citizen Information Report No. 11. University, Alabama: Bureau of
Public Administration.